Derivatives | Regulation

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News

Citi to refund $3 million over structured products

Citigroup will refund over $3 million to retail customers following an...

Eris swap futures "holding zone" for Libor transition - RJO

CME's Eris swap futures can help users transition to non-Libor based products...

CME further suspends three EUA contracts due to Brexit

CME Group extends its suspension of three European Union emission allowances...

Regulatory co-operation doesn’t increase “regulatory risk” – ASIC

ASIC Commissioner Cathie Armour does not believe co-operation between regulators...

Nasdaq buys its first Oslo Børs shares

Nasdaq purchases Oslo Børs shares for the first time to show commitment to...

ESAs acknowledge lack of explicit cyber rules

European Supervisory Authorities say better legislation is needed amid growing...

Opinion

So Far, So Good With Libor Replacement

By Kathleen Lynch, Portfolio Manager, William Blair

Responsible leverage and Esma’s rules are changing the face of the industry

By Andrew Edwards, chief executive officer of Saxo Capital Markets

Risk vs reward: the challenges of automating the anti-money laundering KYC process

By Justin Hayes, product manager, Linedata

Brokers filling out timesheets - Mifid II transparency in action

By Daniel Carpenter, head of regulation at Meritsoft

Fresh Libor claims may follow the PAG appeal, but the clock is ticking

By Simon Bushell, partner at Signature Litigation

OTC structured products - the very tip of a Mifid II iceberg?

By Neill Vanlint, head of global client operations at GoldenSource

Analysis

Getting the right balance in CCP default auctions

CCPs explain the careful balance that needs to be struck in default auction...

Huge threat of non-compliance can be curtailed with UK apprenticeship levy

Firms can use levy vouchers to train staff at all levels in line with the FCA’s...

FCA could be drawing a line under PFOF

Evia discusses what the FCA’s update on PFOF supervision could mean for members

Tougher derivatives rules see firms turn to tri-party

Tri-party agents have been at home in the repo and securities lending markets...

SIs fall outside a regulated market, so do their rules

Esma's attempts to level the playing field between SIs and exchanges may not be...

Whitepapers

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Productivity and Profitability Opportunities


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Data

Thought Leaders

UnaVista takes reconciliation to a third dimension

UnaVista MiFIR Reconciliations won best new technology product: reconciliations...

Born Technology tackles overlooked Mifid II real-time algo surveillance rules

Some firms have unknowingly been caught up in Mifid II's direct electronic...

Inventory mobility can deliver funding flexibility

Global Collateral’s IMS helps major banks and brokers take a further step toward...

SmartStream RDU gears up for Mifid II challenge

SmartStream won the FOW Award for best new technology product in both the trade...

Latest Magazine

Global Investor February/March 19

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