Derivatives | Regulation

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News

Emir Refit more “dramatic” for FCs - legal expert

Allen & Overy partner Emma Dwyer discussed the impact of Emir Refit during a FIA...

Consolidated tape post-Brexit could create competition, costs

There is an absolute need for a consolidated tape in a new transparent world...

Position limits saga a "constant concern" - Stump

CFTC Commissioners Stump and Berkovitz share their views on the position limits...

Isda urges accounting board to prioritise Ibor issues

A lack of clarity could discourage firms from shifting to RFRs, Isda chief Scott...

Lack of buy side UMR prep “troubling” – report

62% of firms have yet to start projects for uncleared margin rules...

Firms must do more to mitigate money-laundering risks – FCA

UK regulator says UBS and Goldman fines for Mifid reporting highlight need for...

Opinion

Why shadows still linger over Mifid II’s cost and charges regime

By Haider Mannan, Data Consultant and Regulatory Specialist at SIX

Preparing for the final phases of the uncleared margin rules for OTC derivatives: What the buy-side needs to know

By Scott Fitzpatrick, Director of Collateral Business and Client Operations...

So Far, So Good With Libor Replacement

By Kathleen Lynch, Portfolio Manager, William Blair

Responsible leverage and Esma’s rules are changing the face of the industry

By Andrew Edwards, chief executive officer of Saxo Capital Markets

Risk vs reward: the challenges of automating the anti-money laundering KYC process

By Justin Hayes, product manager, Linedata

Brokers filling out timesheets - Mifid II transparency in action

By Daniel Carpenter, head of regulation at Meritsoft

Analysis

Getting the right balance in CCP default auctions

CCPs explain the careful balance that needs to be struck in default auction...

Huge threat of non-compliance can be curtailed with UK apprenticeship levy

Firms can use levy vouchers to train staff at all levels in line with the FCA’s...

FCA could be drawing a line under PFOF

Evia discusses what the FCA’s update on PFOF supervision could mean for members

Tougher derivatives rules see firms turn to tri-party

Tri-party agents have been at home in the repo and securities lending markets...

SIs fall outside a regulated market, so do their rules

Esma's attempts to level the playing field between SIs and exchanges may not be...

Whitepapers

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Productivity and Profitability Opportunities


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Data

Thought Leaders

UnaVista takes reconciliation to a third dimension

UnaVista MiFIR Reconciliations won best new technology product: reconciliations...

Born Technology tackles overlooked Mifid II real-time algo surveillance rules

Some firms have unknowingly been caught up in Mifid II's direct electronic...

Inventory mobility can deliver funding flexibility

Global Collateral’s IMS helps major banks and brokers take a further step toward...

SmartStream RDU gears up for Mifid II challenge

SmartStream won the FOW Award for best new technology product in both the trade...

Latest Magazine

Global Investor April/May 2019

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