Asset Management | Regulation

News

Soros firm fined in Hong Kong over naked shorting

SFM HK Management, a unit of Soros Fund Management, has been fined $1.5 million

Hedge fund leverage up by a third – Fed

Hedge fund leverage has risen by a third over the past two years according to...

Asset managers no longer on back foot with risk & regs – KPMG

UK asset managers have improved their risk management and compliance...

Commonwealth fund passport could follow Brexit – BBH

UK could come up with a new Ucits product after it leaves the EU, according to...

ECB's de Guindos worried by fund leverage, liquidity

Spanish politician calls for a more “ambitious policy approach" to systemic risk

Moving funds to ICSD could prevent Brexit disruption – Invesco

The buy-side firm plans to move most of its Dublin-domiciled ETFs to Euroclear’s...

NT adjusts money market funds ahead of EU reform

Inbound European rules on money market fund rules are designed to make the...

Potential major vulnerability emerges across G20 - BoE

The “lie” that markets always clear has dangerous consequences, Bank of...

Swiss start-up raises £80m for crypto bank

Seba's regulated entity would provide custody and storage of digital assets...

ESG might reinforce role of the custodian – SG

Sustainable finance will become mainstream over time, Mathieu Maurier said...

Opinion

Mandatory buy-ins: Five reasons why the buy-side should care

By Andy Hill, Senior Director, ICMA

Mifid II, RegTech and Senior Management rules: how ready is the market for 2018?

By Dan Simpson, head of research at JWG

Mifid II for Asset Managers: Communications Record Keeping

by Jon Wilson, project director and Bobby Johal, managing director at technology...

Realising the value of investment research

By David Landi, global head of financial services at The Smart Cube

Mifid II best execution for investment managers

By Jon Wilson, projects director and Bobby Johal, managing consultant at Cordium

Analysis

Tougher derivatives rules see firms turn to tri-party

Tri-party agents have been at home in the repo and securities lending markets...

Pension funds grappling with GDPR compliance

Many UK schemes will not be fully aligned with EU data protection rules on 25...

Collateral in 2017 Part 2: Effective collateral management

Efficient collateral management across the industry is essential to navigating...

Luxembourg fund industry roundtable

A panel of experts discuss opportunities from Brexit, trends in investor demand...

Industry divided over Mifid II trading obligation

Esma had proposed to remove the trading obligation exemption for LIS orders

Whitepapers

  MTS Repo

Productivity and Profitability Opportunities


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Thought Leaders

Inventory mobility can deliver funding flexibility

Global Collateral’s IMS helps major banks and brokers take a further step toward...

Latest Magazine

Global Investor 2018 Autumn Special 

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Events